Privacy Statement - Bren Capital Ventures
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Privacy Statement
Bren Capital Ventures and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which Bren Capital Ventures maintains clients. Bren Capital Ventures may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements.
Bren Capital Ventures web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Bren Capital Ventures web site on the Internet should not be construed by any consumer and/or prospective client as Bren Capital Ventures solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Bren Capital Ventures with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.
For information pertaining to the registration status of Bren Capital Ventures, please contact the SEC or the state securities regulators for those states in which Bren Capital Ventures maintains a notice filing. A copy of Bren Capital Ventures current written disclosure statement discussing Bren Capital Ventures business operations, services, and fees is available on www.brencapitalventures.com. In addition, certain of Bren Capital Ventures investment adviser representatives are also, in their individual capacities, registered representatives of Bren Capital Ventures, in its capacity as broker-dealer which is registered with the United States Securities and Exchange Commission and a member of the Financial Industry Regulatory Authority (‘FINRA’).
Accordingly, those investment adviser representatives of Bren Capital Ventures who are also registered representatives of Bren Capital Ventures, in its capacity as broker-dealer, may, in their individual capacities, effect securities transactions for public customers on a fully disclosed commission basis in those states in which both Bren Capital Ventures, in its capacity as broker-dealer, and the specific representative is registered, or qualify(ies) for an exemption or exclusion from registration requirements. For information pertaining to the registration status and/or disciplinary history of Bren Capital Ventures, in its capacity as broker-dealer, or any Bren Capital Ventures investment adviser representative that also serves as a representative of Bren Capital Ventures, in its capacity as broker-dealer, please visit FINRA at www.finra.org and/or state securities law administrators for those states in which Bren Capital Ventures, in its capacity as broker-dealer, and/or the specific representative maintain a registration filing. Bren Capital Ventures does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Bren Capital Ventures web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.